Securities Law Issues for Cannabis Companies

$95.00

Clear
Live Webcast/Rebroadcast – You watch the course online at the specified date and time shown below. You can ask questions and receive answers during the course.
On-Demand – You watch the course anytime and will have access to the course 24/7. Our On-Demand courses are available within 5-10 business days after the original recording and accessible for one year.

Course Description

This program was recorded on May 28, 2021

Even though cannabis companies may have a complex status legal status under federal and state laws, clients and lawyers advising cannabis businesses still need to be aware of and comply with securities law when undertaking any sort of fundraising activity. This CLE is designed to provide a general overview of what constitutes a security and which possibly exemptions from registration requirements may be available. It will also discuss the 2021 SEC Final Rule changes that broadened the definition of "accredited investor" and provide and overview of state Blue Sky Law compliance requirements.

Speaker Bio
1 General Credit
Course Agenda

Attorney Edward A. BernhardEdward A. "Ted" Bernhard
Ted Bernhard is a seasoned business, securities, tax and regulatory compliance attorney with a professional career spanning over two decades. He began his legal career with one of the largest and most prominent law firms in the Pacific Northwest and joined Cultiva Law to continue serving entrepreneurs, businesses and private equity investors.

Contact Edward A. "Ted" Bernhard

1 General Credit

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Each On-Demand course is available to you for 1 year from date of purchase. Additionally, CLE credit is only available within that year.

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Course Agenda

  1. What is a "security"?
  2. The "Howie Test"
  3. Common Offering Exemptions
  4. 2021 SEC Rule Updates
  5. Blue Sky Law Compliance
Monday: 9am - 6pm ET
Tuesday: 9am - 6pm ET
Wednesday: 9am - 6pm ET
Thursday: 9am - 6pm ET
Friday: 9am - 4pm ET
Saturday/Sunday: Email Only
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